Unlisted Capital Markets

Who We Are

  • The division regulates and supervises entities in the capital markets cluster, including collective investment schemes, under several legislations: the Financial Institutions (Investment of Funds) Act, 1984; the Unit Trusts Control Act, 1981; Regulations 13 under the Pension Funds Act, 1956; and the Stock Exchange Control Act, 1985.

    It provides supervisory oversight and regulates exchanges, stockbrokers, investment managers, unit trust management companies, linked investment service providers (LISPs), unlisted investment managers, and special purpose vehicles.

Value Proposition

  • We protect and enhance the integrity of the Namibian capital markets, ensuring that market players can prosper and consumers can trust in fair, orderly, efficient, transparent, and reliable markets.
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Unit-Trusts-Control-Act-54-Of-1981
July 23, 2024
    Title
      Title
      Regulations-Capital-Requirements-and-Securities-and-Other-Assetsto-be-included-in-Unit-Portfolios
      July 23, 2024
      Amendments to Regulations
      October 15, 2024
        Title
        Tabling-of-the-Regulations-UTCA-Circular-UT-CIS-02-2015
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        Levy-Structure-for-Unlisted-Investment-Managers
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        Circular-Reg29-CIS-02-2017-Interpretation-of-Regulation-2914b
        July 23, 2024
        Circular Bills VM Update 2021 v2
        January 30, 2025
        Circular Applicants
        October 14, 2024
        Guide to Supervisory Ladder
        October 14, 2024
          Title
            General Feedback Complaints Against NAMFISA Consumer Complaints
            General Feedback Complaints Against NAMFISA Consumer Complaints
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