Who We Are
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The division regulates and supervises entities in the capital markets cluster, including collective investment schemes, under several legislations: the Financial Institutions (Investment of Funds) Act, 1984; the Unit Trusts Control Act, 1981; Regulations 13 under the Pension Funds Act, 1956; and the Stock Exchange Control Act, 1985.
It provides supervisory oversight and regulates exchanges, stockbrokers, investment managers, unit trust management companies, linked investment service providers (LISPs), unlisted investment managers, and special purpose vehicles.
- Our Objective
- Secure an appropriate degree of protection for consumers
- Maintain fair, orderly, efficient, transparent and reliable capital markets
- Facilitate capital formation, deepening and development of the capital markets industry
- Enhance the proper functioning of the capital markets systems while enabling effective competition in the interests of consumers
- Reduce systemic risk
Value Proposition
- We protect and enhance the integrity of the Namibian capital markets, ensuring that market players can prosper and consumers can trust in fair, orderly, efficient, transparent, and reliable markets.
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Unit-Trusts-Control-Act-54-Of-1981 |
July 23, 2024 | Download |
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Tabling-of-the-Regulations-UTCA-Circular-UT-CIS-02-2015 |
July 23, 2024 | Download |
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Circular-New-Service-Level-Committment |
July 23, 2024 | Download |
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Circular-Price-Lists-Adverts-and-Brochures-for-Mancos |
July 23, 2024 | Download |
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Circular-Reporting-requirements-for-registered-SPVs |
July 23, 2024 | Download |
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CIRCULAR-LETTER-RE-PENSION-FUNDS-EXPOSURE-TO-UNLISTED-INVESTMENTS-THROUGH-UNIT-TRUST-FUNDS |
July 23, 2024 | Download |
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Exchange-Control-Circular |
July 23, 2024 | Download |
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Levy-Structure-for-Unlisted-Investment-Managers |
July 23, 2024 | Download |
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Circular-Reg29-CIS-02-2017-Interpretation-of-Regulation-2914b |
July 23, 2024 | Download |
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Circular Bills VM Update 2021 v2 |
January 30, 2025 | Download |
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Circular Applicants |
October 14, 2024 | Download |
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Guide to Supervisory Ladder |
October 14, 2024 | Download |
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