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Capital Markets

About

Our mission is to provide supervisory oversight and regulate Capital Markets such as exchanges, stockbrokers, investment managers, unit trust management companies, linked investment service providers (LISPs), unlisted investment managers, and special purpose vehicles.

We oversee and regulate entities within the capital markets cluster, including collective investment schemes. This is done under various legislations, such as the Financial Institutions (Investment of Funds) Act of 1984, the Unit Trusts Control Act of 1981, Regulation 13 of the Pension Funds Act of 1956, and the Stock Exchange Control Act of 1985.

What We Do

Secure an appropriate degree of protection for consumers
Maintain fair, orderly, efficient, transparent and reliable capital markets
Facilitate capital formation, deepening and development of the capital markets industry
Enhance the proper functioning of the capital markets systems while enabling effective competition in the interests of consumers
Reduce systemic risk

Our Objective

Secure an appropriate degree of protection for consumers
Maintain fair, orderly, efficient, transparent and reliable capital markets
Facilitate capital formation, deepening and development of the capital markets industry
We enhance the proper functioning of capital market systems while promoting effective competition that benefits consumers
Reduce systemic risk

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